S t e v e P o m e r a n t z , Ph. D.

Litigation Consulting & Financial Consulting


Academic Discipline, Practical Experience.

Dr. Pomerantz holds a Ph.D. in Mathematics from the University of California at Berkeley and has over twenty years of experience in investment research, financial modeling, derivative structuring, portfolio and risk management.

He has been an adjunct professor at the undergraduate and graduate levels teaching courses in statistics, probability, operations research and finance. Steve is also an NASD-trained arbitrator.

Dr. Pomerantz has worked for major banks and investment management firms and currently consults to numerous investment-related entities in the areas of Portfolio Strategy and Risk Management.

Litigation Experience.
 


Steve Pomerantz, Ph. D.
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Steve is a qualified expert witness in securities-related matters in various jurisdictions. He has consulted and testified in cases involving:
 
  • Hedge Fund Risk and Performance
  • Mutual Fund Fees
  • Derivatives Risk and Valuation
  • Investment Strategy Analysis
  • Economic Damages
  • Investment Industry Practice
  • Investment Suitability
  • Tax Shelter Analysis
  • Econometric Analysis

Selected Articles.

“Mutual Fund Advisory Fees: New Evidence and a Fair Fiduciary Duty Test”
(with John Freeman and Stewart Brown) Oklahoma Law Review, Fall 2008

"The Pursuit of Alpha in a Fund of Hedge Funds"
Hedge Fund Magazine, March 2006

“Monte Carlo Analysis: A Tool for Evaluating Investment Returns”
New York State Bar Association, 2005

“An Information-Based Model of Market Volatility” (with Richard Bookstaber)
Financial Analysts Journal, 1989

 

 

Steve Pomerantz Ph.D.
30 West 63 Street  Apt 20L
New York, NY 10023
609-273-3286 (c)
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